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嘉实沪深300交易型开放式指数证券投资基金更新招募说明书摘要

来源: 南方日报网络版     时间: 2019年01月19日 16:09:28
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(原)(标)(题)(:嘉)(实)(沪)(深)(300交)(易)(型)(开)(放)(式)(指)(数)(证)(券)(投)(资)(基)(金)(更)(新)(招)(募)(说)(明)(书)(摘)(要)(
  (上)(接)(B26版)()(58)华)(鑫)(证)(券)(有)(限)(责)(任)(公)(司)(
2.二)(级)(市)(场)(交)(易)(代)(办)(证)(券)(公)(司)(
投)(资)(者)(在)(深)(圳)(证)(券)(交)(易)(所)(各)(会)(员)(单)(位)(证)(券)(营)(业)(部)(均)(可)(参)(与)(基)(金)(二)(级)(市)(场)(交)(易)(。
(二)()注)(册)(登)(记)(机)(构)((三)()律)(师)(事)(务)(所)(和)(经)(办)(律)(师)((四)()会)(计)(师)(事)(务)(所)(和)(经)(办)(注)(册)(会)(计)(师)(
四)(、基)(金)(的)(名)(称)(
本)(基)(金)(名)(称)(:嘉)(实)(沪)(深)(300交)(易)(型)(开)(放)(式)(指)(数)(证)(券)(投)(资)(基)(金)(
五)(、基)(金)(的)(类)(型)(
本)(基)(金)(类)(型)(:交)(易)(型)(开)(放)(式)(
六)(、基)(金)(的)(投)(资)(目)(标)(
本)(基)(金)(进)(行)(被)(动)(式)(指)(数)(化)(投)(资)(,紧)(密)(跟)(踪)(标)(的)(指)(数)(,追)(求)(跟)(踪)(偏)(离)(度)(和)(跟)(踪)(误)(差)(的)(最)(小)(化)(。
七)(、基)(金)(的)(投)(资)(范)(围)(
本)(基)(金)(投)(资)(范)(围)(主)(要)(为)(标)(的)(指)(数)(成)(份)(股)(及)(备)(选)(成)(份)(股)(,投)(资)(于)(标)(的)(指)(数)(成)(份)(股)(及)(备)(选)(成)(份)(股)(的)(比)(例)(不)(低)(于)(基)(金)(资)(产)(净)(值)(的)(90%。
此)(外)(,为)(更)(好)(地)(实)(现)(投)(资)(目)(标)(,本)(基)(金)(可)(少)(量)(投)(资)(于)(部)(分)(非)(成)(份)(股)((包)(含)(中)(小)(板)(、创)(业)(板)(及)(其)(他)(经)(中)(国)(证)(监)(会)(核)(准)(发)(行)(的)(股)(票)()、一)(级)(市)(场)(新)(股)(或)(增)(发)(的)(股)(票)(、衍)(生)(工)(具)((权)(证)(、股)(指)(期)(货)(等)()、债)(券)(资)(产)((国)(债)(、金)(融)(债)(、企)(业)(债)(、公)(司)(债)(、次)(级)(债)(、可)(转)(换)(债)(券)(、分)(离)(交)(易)(可)(转)(债)(、央)(行)(票)(据)(、中)(期)(票)(据)(、短)(期)(融)(资)(券)(等)()、资)(产)(支)(持)(证)(券)(、债)(券)(回)(购)(、银)(行)(存)(款)(等)(固)(定)(收)(益)(类)(资)(产)(、现)(金)(资)(产)(、以)(及)(中)(国)(证)(监)(会)(允)(许)(基)(金)(投)(资)(的)(其)(他)(金)(融)(工)(具)((但)(须)(符)(合)(中)(国)(证)(监)(会)(的)(相)(关)(规)(定)()。
如)(法)(律)(法)(规)(或)(监)(管)(机)(构)(以)(后)(允)(许)(基)(金)(投)(资)(其)(他)(品)(种)(,基)(金)(管)(理)(人)(在)(履)(行)(适)(当)(程)(序)(后)(,可)(以)(将)(其)(纳)(入)(投)(资)(范)(围)(。
八)(、基)(金)(的)(投)(资)(策)(略)((一)()投)(资)(策)(略)(
本)(基)(金)(采)(取)(完)(全)(复)(制)(法)(,即)(完)(全)(按)(照)(标)(的)(指)(数)(的)(成)(份)(股)(组)(成)(及)(其)(权)(重)(构)(建)(基)(金)(股)(票)(投)(资)(组)(合)(,并)(根)(据)(标)(的)(指)(数)(成)(份)(股)(及)(其)(权)(重)(的)(变)(动)(进)(行)(相)(应)(调)(整)(。但)(在)(因)(特)(殊)(情)(况)((如)(流)(动)(性)(原)(因)()导)(致)(无)(法)(获)(得)(足)(够)(数)(量)(的)(股)(票)(时)(,或)(者)(因)(为)(法)(律)(法)(规)(的)(限)(制)(无)(法)(投)(资)(某)(只)(股)(票)(时)(,基)(金)(管)(理)(人)(将)(采)(用)(采)(用)(其)(他)(指)(数)(投)(资)(技)(术)(适)(当)(调)(整)(基)(金)(投)(资)(组)(合)(,以)(达)(到)(跟)(踪)(标)(的)(指)(数)(的)(目)(的)(。
在)(正)(常)(市)(场)(情)(况)(下)(,本)(基)(金)(日)(均)(跟)(踪)(偏)(离)(度)(的)(绝)(对)(值)(不)(超)(过)(0.2%,年)(化)(跟)(踪)(误)(差)(不)(超)(过)(2%。如)(因)(标)(的)(指)(数)(编)(制)(规)(则)(调)(整)(或)(其)(他)(因)(素)(导)(致)(跟)(踪)(偏)(离)(度)(和)(跟)(踪)(误)(差)(超)(过)(正)(常)(范)(围)(的)(,基)(金)(管)(理)(人)(应)(采)(取)(合)(理)(措)(施)(避)(免)(跟)(踪)(误)(差)(进)(一)(步)(扩)(大)(。
本)(基)(金)(可)(投)(资)(股)(指)(期)(货)(和)(其)(他)(经)(中)(国)(证)(监)(会)(允)(许)(的)(衍)(生)(金)(融)(产)(品)(,如)(期)(权)(、权)(证)(以)(及)(其)(他)(与)(标)(的)(指)(数)(或)(标)(的)(指)(数)(成)(份)(股)(、备)(选)(成)(份)(股)(相)(关)(的)(衍)(生)(工)(具)(。本)(基)(金)(投)(资)(股)(指)(期)(货)(将)(根)(据)(风)(险)(管)(理)(的)(原)(则)(,以)(套)(期)(保)(值)(为)(目)(的)(,主)(要)(选)(择)(流)(动)(性)(好)(、交)(易)(活)(跃)(的)(股)(指)(期)(货)(合)(约)(。本)(基)(金)(力)(争)(利)(用)(股)(指)(期)(货)(的)(杠)(杆)(作)(用)(,降)(低)(股)(票)(仓)(位)(频)(繁)(调)(整)(的)(交)(易)(成)(本)(和)(跟)(踪)(误)(差)(,达)(到)(有)(效)(跟)(踪)(标)(的)(指)(数)(的)(目)(的)(。
本)(基)(金)(投)(资)(股)(指)(期)(货)(的)(,基)(金)(管)(理)(人)(应)(在)(季)(度)(报)(告)(、半)(年)(度)(报)(告)(、年)(度)(报)(告)(等)(定)(期)(报)(告)(和)(招)(募)(说)(明)(书)((更)(新)()等)(文)(件)(中)(披)(露)(股)(指)(期)(货)(交)(易)(情)(况)(,包)(括)(投)(资)(政)(策)(、持)(仓)(情)(况)(、损)(益)(情)(况)(、风)(险)(指)(标)(等)(,并)(充)(分)(揭)(示)(股)(指)(期)(货)(交)(易)(对)(基)(金)(总)(体)(风)(险)(的)(影)(响)(以)(及)(是)(否)(符)(合)(既)(定)(的)(投)(资)(政)(策)(和)(投)(资)(目)(标)(。
本)(基)(金)(投)(资)(于)(股)(票)(期)(货)(、期)(权)(等)(相)(关)(金)(融)(衍)(生)(工)(具)(必)(须)(经)(过)(投)(资)(决)(策)(委)(员)(会)(的)(批)(准)(。
1、决)(策)(依)(据)(
有)(关)(法)(律)(、法)(规)(、基)(金)(合)(同)(和)(标)(的)(指)(数)(的)(相)(关)(规)(定)(是)(基)(金)(管)(理)(人)(运)(用)(基)(金)(财)(产)(的)(决)(策)(依)(据)(。
2、投)(资)(管)(理)(体)(制)(
本)(基)(金)(管)(理)(人)(实)(行)(投)(资)(决)(策)(委)(员)(会)(领)(导)(下)(的)(基)(金)(经)(理)(团)(队)(制)(。投)(资)(决)(策)(委)(员)(会)(负)(责)(决)(定)(有)(关)(指)(数)(重)(大)(调)(整)(的)(应)(对)(决)(策)(、其)(他)(重)(大)(组)(合)(调)(整)(决)(策)(以)(及)(重)(大)(的)(单)(项)(投)(资)(决)(策)(;基)(金)(经)(理)(决)(定)(日)(常)(指)(数)(跟)(踪)(维)(护)(过)(程)(中)(的)(组)(合)(构)(建)(、调)(整)(决)(策)(以)(及)(每)(日)(申)(购)(赎)(回)(清)(单)(的)(编)(制)(决)(策)(。
3、投)(资)(程)(序)(
研)(究)(、决)(策)(、组)(合)(构)(建)(、交)(易)(、评)(估)(、组)(合)(维)(护)(的)(有)(机)(配)(合)(共)(同)(构)(成)(了)(本)(基)(金)(的)(投)(资)(管)(理)(程)(序)(。严)(格)(的)(投)(资)(管)(理)(程)(序)(可)(以)(保)(证)(投)(资)(理)(念)(的)(正)(确)(执)(行)(,避)(免)(重)(大)(风)(险)(的)(发)(生)(。
(1)研)(究)(:指)(数)(投)(资)(研)(究)(小)(组)(依)(托)(公)(司)(整)(体)(研)(究)(平)(台)(,整)(合)(外)(部)(信)(息)(以)(及)(券)(商)(等)(外)(部)(研)(究)(力)(量)(的)(研)(究)(成)(果)(开)(展)(指)(数)(跟)(踪)(、成)(份)(股)(公)(司)(行)(为)(等)(相)(关)(信)(息)(的)(搜)(集)(与)(分)(析)(、流)(动)(性)(分)(析)(、误)(差)(及)(其)(归)(因)(分)(析)(等)(工)(作)(,撰)(写)(研)(究)(报)(告)(,作)(为)(基)(金)(投)(资)(决)(策)(的)(重)(要)(依)(据)(。
(2)投)(资)(决)(策)(:投)(资)(决)(策)(委)(员)(会)(依)(据)(指)(数)(投)(资)(研)(究)(小)(组)(提)(供)(的)(研)(究)(报)(告)(,定)(期)(召)(开)(或)(遇)(重)(大)(事)(项)(时)(召)(开)(投)(资)(决)(策)(会)(议)(,决)(策)(相)(关)(事)(项)(。基)(金)(经)(理)(根)(据)(投)(资)(决)(策)(委)(员)(会)(的)(决)(议)(,每)(日)(进)(行)(基)(金)(投)(资)(管)(理)(的)(日)(常)(决)(策)(。
(3)组)(合)(构)(建)(:根)(据)(标)(的)(指)(数)(相)(关)(信)(息)(,结)(合)(内)(部)(指)(数)(投)(资)(研)(究)(,基)(金)(经)(理)(主)(要)(以)(指)(
数)(复)(制)(法)(构)(建)(组)(合)(。在)(追)(求)(跟)(踪)(误)(差)(最)(小)(化)(的)(前)(提)(下)(,基)(金)(经)(理)(将)(采)(取)(适)(当)(指)(数)(投)(资)(的)(方)(法)(,以)(降)(低)(投)(资)(成)(本)(、控)(制)(投)(资)(风)(险)(。
(4)交)(易)(执)(行)(:集)(中)(交)(易)(室)(负)(责)(具)(体)(的)(交)(易)(执)(行)(,同)(时)(履)(行)(一)(线)(监)(控)(的)(职)(责)(。
(5)投)(资)(绩)(效)(评)(估)(:风)(险)(管)(理)(部)(门)(定)(期)(和)(不)(定)(期)(对)(基)(金)(进)(行)(投)(资)(绩)(效)(评)(估)(,并)(提)(供)(相)(关)(报)(告)(。绩)(效)(评)(估)(能)(够)(确)(认)(组)(合)(是)(否)(实)(现)(了)(投)(资)(预)(期)(、组)(合)(误)(差)(的)(来)(源)(及)(投)(资)(策)(略)(成)(功)(与)(否)(,基)(金)(经)(理)(可)(以)(据)(此)(检)(讨)(投)(资)(策)(略)(,进)(而)(调)(整)(投)(资)(组)(合)(。
(6)组)(合)(监)(控)(与)(调)(整)(:基)(金)(经)(理)(将)(跟)(踪)(标)(的)(指)(数)(变)(动)(,结)(合)(成)(份)(股)(基)(本)(面)(情)(况)(、流)(动)(性)(状)(况)(、基)(金)(申)(购)(和)(赎)(回)(的)(现)(金)(流)(量)(情)(况)(以)(及)(组)(合)(投)(资)(绩)(效)(评)(估)(的)(结)(果)(,对)(投)(资)(组)(合)(进)(行)(监)(控)(和)(调)(整)(,密)(切)(跟)(踪)(标)(的)(指)(数)(。
基)(金)(管)(理)(人)(在)(确)(保)(基)(金)(份)(额)(持)(有)(人)(利)(益)(的)(前)(提)(下)(有)(权)(根)(据)(环)(境)(变)(化)(和)(实)(际)(需)(要)(对)(上)(述)(投)(资)(程)(序)(做)(出)(调)(整)(,并)(在)(基)(金)(招)(募)(说)(明)(书)(及)(其)(更)(新)(中)(公)(告)(。
(二)()投)(资)(组)(合)(管)(理)(
1、投)(资)(组)(合)(的)(建)(立)(
为)(达)(到)(紧)(密)(跟)(踪)(标)(的)(指)(数)(的)(投)(资)(目)(标)(,正)(常)(情)(况)(下)(本)(基)(金)(投)(资)(于)(标)(的)(指)(数)(成)(份)(股)(及)(备)(选)(成)(份)(股)(的)(比)(例)(不)(低)(于)(基)(金)(资)(产)(净)(值)(的)(90%。本)(基)(金)(将)(在)(基)(金)(合)(同)(生)(效)(之)(日)(起)(3个)(月)(内)(达)(到)(这)(一)(投)(资)(比)(例)(。此)(后)(,如)(因)(标)(的)(指)(数)(成)(份)(股)(调)(整)(、基)(金)(申)(购)(或)(赎)(回)(带)(来)(现)(金)(等)(因)(素)(导)(致)(基)(金)(不)(符)(合)(这)(一)(投)(资)(比)(例)(的)(,基)(金)(管)(理)(人)(将)(在)(10个)(交)(易)(日)(内)(进)(行)(调)(整)(。
正)(常)(情)(况)(下)(本)(基)(金)(将)(采)(用)(完)(全)(复)(制)(法)(,严)(格)(按)(标)(的)(指)(数)(的)(个)(股)(权)(重)(构)(建)(投)(资)(组)(合)(。但)(在)(少)(数)(特)(殊)(情)(况)(下)(基)(金)(经)(理)(将)(配)(合)(使)(用)(其)(他)(指)(数)(投)(资)(技)(术)(作)(为)(完)(全)(复)(制)(法)(的)(补)(充)(,以)(更)(好)(达)(到)(复)(制)(指)(数)(的)(目)(标)(。这)(些)(情)(形)(包)(括)(:1)由)(于)(标)(的)(指)(数)(成)(份)(股)(发)(生)(变)(动)(、增)(发)(/配)(股)(等)(公)(司)(行)(为)(导)(致)(成)(份)(股)(的)(构)(成)(及)(权)(重)(发)(生)(变)(化)(,而)(由)(于)(交)(易)(成)(本)(、交)(易)(制)(度)(等)(原)(因)(导)(致)(基)(金)(无)(法)(及)(时)(完)(成)(投)(资)(组)(合)(的)(同)(步)(调)(整)(,需)(要)(采)(用)(其)(他)(指)(数)(投)(资)(技)(术)(保)(持)(组)(合)(对)(标)(的)(指)(数)(的)(拟)(合)(度)(并)(降)(低)(交)(易)(成)(本)(;2)个)(别)(成)(份)(股)(流)(动)(性)(严)(重)(不)(足)(使)(基)(金)(无)(法)(买)(入)(足)(够)(的)(股)(票)(数)(量)(,采)(用)(其)(他)(指)(数)(投)(资)(技)(术)(能)(较)(好)(替)(代)(目)(标)(成)(份)(股)(的)(个)(股)(构)(建)(组)(合)(;3)成)(份)(股)(派)(发)(现)(金)(股)(息)(而)(基)(金)(未)(进)(行)(收)(益)(分)(配)(可)(能)(导)(致)(基)(金)(组)(合)(与)(指)(数)(产)(生)(偏)(离)(;4)相)(关)(上)(市)(公)(司)(停)(牌)(同)(时)(允)(许)(现)(金)(替)(代)(导)(致)(基)(金)(无)(法)(及)(时)(买)(入)(成)(份)(股)(;5)其)(它)(需)(要)(采)(用)(非)(完)(全)(复)(制)(指)(数)(投)(资)(技)(术)(的)(情)(形)(。
基)(金)(管)(理)(人)(构)(建)(投)(资)(组)(合)(的)(过)(程)(主)(要)(分)(为)(3步)(:确)(定)(目)(标)(组)(合)(、确)(定)(建)(仓)(策)(略)(和)(逐)(步)(调)(整)(。
(1)确)(定)(目)(标)(组)(合)(:基)(金)(管)(理)(人)(主)(要)(根)(据)(完)(全)(复)(制)(成)(份)(股)(权)(重)(的)(方)(法)(确)(定)(目)(标)(组)(合)(。
(2)确)(定)(建)(仓)(策)(略)(:基)(金)(经)(理)(根)(据)(对)(成)(份)(股)(流)(动)(性)(的)(分)(析)(,确)(定)(合)(理)(的)(建)(仓)(策)(略)(。
(3)逐)(步)(调)(整)(:基)(金)(经)(理)(在)(规)(定)(时)(间)(内)(采)(用)(适)(当)(的)(手)(段)(调)(整)(实)(际)(组)(合)(直)(至)(达)(到)(跟)(踪)(指)(数)(要)(求)(。
2、每)(日)(投)(资)(组)(合)(管)(理)((1)成)(份)(股)(公)(司)(行)(为)(信)(息)(的)(跟)(踪)(与)(分)(析)(:跟)(踪)(标)(的)(指)(数)(成)(份)(股)(公)(司)(行)(为)((如)(:股)(本)(变)(化)(、分)(红)(、停)(牌)(、复)(牌)(等)()信)(息)(,以)(及)(成)(份)(股)(公)(司)(其)(他)(重)(大)(信)(息)(,分)(析)(这)(些)(信)(息)(对)(指)(数)(的)(影)(响)(,进)(而)(进)(行)(组)(合)(调)(整)(分)(析)(,为)(投)(资)(决)(策)(提)(供)(依)(据)(。
(2)标)(的)(指)(数)(的)(跟)(踪)(与)(分)(析)(:跟)(踪)(标)(的)(指)(数)(编)(制)(方)(法)(的)(变)(化)(,确)(定)(指)(数)(变)(化)(是)(否)(与)(预)(期)(一)(致)(,分)(析)(是)(否)(存)(在)(差)(异)(及)(差)(异)(产)(生)(的)(原)(因)(,为)(投)(资)(决)(策)(提)(供)(依)(据)(。
(3)每)(日)(申)(购)(赎)(回)(情)(况)(的)(跟)(踪)(与)(分)(析)(:跟)(踪)(本)(基)(金)(申)(购)(和)(赎)(回)(信)(息)(,分)(析)(其)(对)(组)(合)(的)(影)(响)(。
(4)组)(合)(持)(有)(证)(券)(、现)(金)(头)(寸)(及)(流)(动)(性)(分)(析)(:基)(金)(经)(理)(分)(析)(实)(际)(组)(合)(与)(目)(标)(组)(合)(的)(差)(异)(及)(其)(原)(因)(,并)(进)(行)(成)(份)(股)(调)(整)(的)(流)(动)(性)(分)(析)(。
(5)组)(合)(调)(整)(:利)(用)(指)(数)(投)(资)(管)(理)(系)(统)(,找)(出)(将)(实)(际)(组)(合)(调)(整)(到)(目)(标)(组)(合)(的)(最)(优)(方)(案)(,确)(定)(组)(合)(交)(易)(计)(划)(。如)(发)(生)(成)(份)(股)(变)(动)(、成)(份)(股)(公)(司)(合)(并)(及)(其)(他)(重)(大)(事)(项)(,应)(提)(请)(投)(资)(决)(策)(委)(员)(会)(召)(开)(会)(议)(,决)(定)(基)(金)(的)(操)(作)(策)(略)(。调)(整)(组)(合)(,达)(到)(目)(标)(组)(合)(的)(持)(仓)(结)(构)(。
(6)以)(T-1日)(指)(数)(成)(份)(股)(构)(成)(及)(其)(权)(重)(为)(基)(础)(,考)(虑)(T日)(将)(会)(发)(生)(的)(上)(市)(公)(司)(变)(动)(等)(情)(况)(,设)(计)(T日)(申)(购)(赎)(回)(清)(单)(并)(公)(告)(。
3、定)(期)(投)(资)(组)(合)(管)(理)(
每)(月)(末)(,根)(据)(基)(金)(合)(同)(中)(基)(金)(管)(理)(费)(、基)(金)(托)(管)(费)(等)(的)(支)(付)(要)(求)(,及)(时)(检)(查)(组)(合)(中)(现)(金)(的)(比)(例)(,进)(行)(支)(付)(现)(金)(的)(准)(备)(。
每)(半)(年)(根)(据)(标)(的)(指)(数)(的)(编)(制)(规)(则)(及)(调)(整)(公)(告)(,基)(金)(经)(理)(依)(据)(投)(资)(决)(策)(委)(员)(会)(的)(决)(策)(,在)(指)(数)(成)(份)(股)(调)(整)(生)(效)(前)(,分)(析)(并)(确)(定)(组)(合)(调)(整)(策)(略)(,尽)(量)(减)(少)(变)(更)(成)(份)(股)(带)(来)(跟)(踪)(误)(差)(。
4、投)(资)(绩)(效)(评)(估)(
风)(险)(管)(理)(部)(门)(每)(日)(提)(供)(投)(资)(绩)(效)(评)(估)(报)(告)(,基)(金)(经)(理)(据)(此)(分)(析)(基)(金)(的)(跟)(踪)(偏)(离)(情)(况)(,分)(析)(跟)(踪)(误)(差)(的)(产)(生)(原)(因)(。
九)(、标)(的)(指)(数)(和)(业)(绩)(比)(较)(基)(准)(
本)(基)(金)(的)(标)(的)(指)(数)(及)(业)(绩)(比)(较)(基)(准)(为)(:沪)(深)(300指)(数)(。
十)(、基)(金)(的)(风)(险)(收)(益)(特)(征)(
本)(基)(金)(为)(股)(票)(型)(基)(金)(,其)(长)(期)(平)(均)(风)(险)(和)(预)(期)(收)(益)(率)(高)(于)(混)(合)(型)(基)(金)(、债)(券)(型)(基)(金)(、及)(货)(币)(市)(场)(基)(金)(。本)(基)(金)(为)(指)(数)(型)(基)(金)(,被)(动)(跟)(踪)(标)(的)(指)(数)(的)(表)(现)(,具)(有)(与)(标)(的)(指)(数)(以)(及)(标)(的)(指)(数)(所)(代)(表)(的)(股)(票)(市)(场)(相)(似)(的)(风)(险)(收)(益)(特)(征)(。
十)(一)(、基)(金)(投)(资)(组)(合)(报)(告)(
基)(金)(管)(理)(人)(的)(董)(事)(会)(及)(董)(事)(保)(证)(本)(报)(告)(所)(载)(资)(料)(不)(存)(在)(虚)(假)(记)(载)(、误)(导)(性)(陈)(述)(或)(重)(大)(遗)(漏)(,并)(对)(其)(内)(容)(的)(真)(实)(性)(、准)(确)(性)(和)(完)(整)(性)(承)(担)(个)(别)(及)(连)(带)(责)(任)(。
本)(基)(金)(托)(管)(人)(中)(国)(银)(行)(股)(份)(有)(限)(公)(司)(根)(据)(本)(基)(金)(合)(同)(规)(定)(,于)(2018年)(10月)(23日)(复)(核)(了)(本)(报)(告)(中)(的)(财)(务)(指)(标)(、净)(值)(表)(现)(和)(投)(资)(组)(合)(报)(告)(等)(内)(容)(,保)(证)(复)(核)(内)(容)(不)(存)(在)(虚)(假)(记)(载)(、误)(导)(性)(陈)(述)(或)(者)(重)(大)(遗)(漏)(。
本)(投)(资)(组)(合)(报)(告)(所)(载)(数)(据)(截)(至)(2018年)(9月)(30日)((“报)(告)(期)(末)(”),本)(报)(告)(所)(列)(财)(务)(数)(据)(未)(经)(审)(计)(。
1.报)(告)(期)(末)(基)(金)(资)(产)(组)(合)(情)(况)(
注)(:股)(票)(投)(资)(的)(公)(允)(价)(值)(包)(含)(可)(退)(替)(代)(款)(的)(估)(值)(增)(值)(。
2.报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(股)(票)(投)(资)(组)(合)((1)报)(告)(期)(末)(指)(数)(投)(资)(按)(行)(业)(分)(类)(的)(股)(票)(投)(资)(组)(合)((2)报)(告)(期)(末)(积)(极)(投)(资)(按)(行)(业)(分)(类)(的)(股)(票)(投)(资)(组)(合)(
3.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(股)(票)(投)(资)(明)(细)((1)报)(告)(期)(末)(指)(数)(投)(资)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(股)(票)(投)(资)(明)(细)((2)报)(告)(期)(末)(积)(极)(投)(资)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(股)(票)(投)(资)(明)(细)(
注)(:信)(威)(集)(团)(、海)(南)(橡)(胶)(2只)(股)(票)(已)(被)(调)(出)(指)(数)(成)(分)(股)(,因)(停)(牌)(等)(原)(因)(暂)(无)(法)(卖)(出)(。
4.报)(告)(期)(末)(按)(债)(券)(品)(种)(分)(类)(的)(债)(券)(投)(资)(组)(合)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(债)(券)(。
5.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(债)(券)(投)(资)(明)(细)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(债)(券)(。
6.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(资)(产)(支)(持)(证)(券)(投)(资)(明)(细)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(资)(产)(支)(持)(证)(券)(。
7.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(贵)(金)(属)(投)(资)(明)(细)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(贵)(金)(属)(投)(资)(。
8.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(权)(证)(投)(资)(明)(细)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(权)(证)(。
9.报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(股)(指)(期)(货)(交)(易)(情)(况)(说)(明)((1)报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(股)(指)(期)(货)(持)(仓)(和)(损)(益)(明)(细)((2)本)(基)(金)(投)(资)(股)(指)(期)(货)(的)(投)(资)(政)(策)(
本)(基)(金)(为)(指)(数)(型)(基)(金)(,主)(要)(投)(资)(标)(的)(为)(指)(数)(成)(份)(股)(和)(备)(选)(成)(份)(股)(。本)(基)(金)(投)(资)(股)(指)(期)(货)(将)(根)(据)(风)(险)(管)(理)(的)(原)(则)(,以)(套)(期)(保)(值)(为)(目)(的)(,选)(择)(流)(动)(性)(好)(、交)(易)(活)(跃)(的)(股)(指)(期)(货)(合)(约)(。本)(基)(金)(投)(资)(于)(标)(的)(指)(数)(为)(基)(础)(资)(产)(的)(股)(指)(期)(货)(,目)(的)(在)(于)(满)(足)(基)(金)(日)(常)(投)(资)(管)(理)(需)(要)(,更)(有)(效)(地)(进)(行)(流)(动)(性)(管)(理)(,实)(现)(跟)(踪)(标)(的)(指)(数)(的)(投)(资)(目)(标)(。
本)(基)(金)(投)(资)(于)(股)(指)(期)(货)(,对)(基)(金)(总)(体)(风)(险)(的)(影)(响)(很)(小)(,并)(符)(合)(既)(定)(的)(投)(资)(政)(策)(和)(投)(资)(目)(标)(。
10.报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(国)(债)(期)(货)(交)(易)(情)(况)(说)(明)(
报)(告)(期)(内)(,本)(基)(金)(未)(参)(与)(国)(债)(期)(货)(交)(易)(。
11.投)(资)(组)(合)(报)(告)(附)(注)((1)声)(明)(本)(基)(金)(投)(资)(的)(前)(十)(名)(证)(券)(的)(发)(行)(主)(体)(本)(期)(是)(否)(出)(现)(被)(监)(管)(部)(门)(立)(案)(调)(查)(,或)(在)(报)(告)(编)(制)(日)(前)(一)(年)(内)(受)(到)(公)(开)(谴)(责)(、处)(罚)(的)(情)(形)(。
(1)2018年)(5月)(4日)(,中)(国)(银)(行)(保)(险)(监)(督)(管)(理)(委)(员)(会)(发)(布)(行)(政)(处)(罚)(信)(息)(公)(开)(表)((银)(监)(罚)(决)(字)(〔2018〕1号)(),对)(招)(商)(银)(行)(股)(份)(有)(限)(公)(司)(内)(控)(管)(理)(严)(重)(违)(反)(审)(慎)(经)(营)(规)(则)(,违)(规)(批)(量)(转)(让)(以)(个)(人)(为)(借)(款)(主)(体)(的)(不)(良)(贷)(款)(等)(违)(规)(事)(实)(,于)(2018年)(2月)(12日)(作)(出)(行)(政)(处)(罚)(决)(定)(,罚)(款)(6570万)(元)(,没)(收)(违)(法)(所)(得)(3.024万)(元)(,罚)(没)(合)(计)(6573.024万)(元)(。
2018年)(5月)(4日)(,中)(国)(银)(行)(保)(险)(监)(督)(管)(理)(委)(员)(会)(发)(布)(行)(政)(处)(罚)(信)(息)(公)(开)(表)((银)(保)(监)(银)(罚)(决)(字)(〔2018〕1号)(),对)(兴)(业)(银)(行)(股)(份)(有)(限)(公)(司)(重)(大)(关)(联)(交)(易)(未)(按)(规)(定)(审)(查)(审)(批)(且)(未)(向)(监)(管)(部)(门)(报)(告)(,非)(真)(实)(转)(让)(信)(贷)(资)(产)(等)(违)(规)(事)(实)(,于)(2018年)(4月)(19日)(作)(出)(行)(政)(处)(罚)(决)(定)(,罚)(款)(5870万)(元)(。
2018年)(3月)(16日)(,中)(国)(人)(民)(银)(行)(发)(布)(银)(支)(付)(罚)(决)(字)(【2018】1号)(,对)(中)(国)(民)(生)(银)(行)(股)(份)(有)(限)(公)(司)(厦)(门)(分)(行)((新)(兴)(支)(付)(清)(算)(中)(心)(),违)(反)(清)(算)(管)(理)(规)(定)(、人)(民)(币)(银)(行)(结)(算)(账)(户)(管)(理)(相)(关)(规)(定)(、非)(金)(融)(机)(构)(支)(付)(服)(务)(管)(理)(办)(法)(相)(关)(规)(定)(,于)(2018年)(3月)(14日)(作)(出)(行)(政)(处)(罚)(决)(定)(,给)(予)(警)(告)(,没)(收)(违)(法)(所)(得)(48,418,193.27元)(,并)(处)(罚)(款)(114,639,752.47元)(,合)(计)(处)(罚)(金)(额)(163,057,945.74元)(。
2018年)(8月)(1日)(,中)(国)(人)(民)(银)(行)(发)(布)(银)(反)(洗)(罚)(决)(字)(【2018】1号)(-5号)(,于)(2018年)(7月)(26日)(作)(出)(行)(政)(处)(罚)(决)(定)(,对)(交)(通)(银)(行)(股)(份)(有)(限)(公)(司)(未)(按)(照)(规)(定)(履)(行)(客)(户)(身)(份)(识)(别)(义)(务)(,根)(据)(《中)(华)(人)(民)(共)(和)(国)(反)(洗)(钱)(法)(》第)(三)(十)(二)(条)(第)((一)()项)(规)(定)(,处)(以)(50万)(元)(罚)(款)(;未)(按)(照)(规)(定)(报)(送)(大)(额)(交)(易)(报)(告)(或)(者)(可)(疑)(交)(易)(报)(告)(,根)(据)(《中)(华)(人)(民)(共)(和)(国)(反)(洗)(钱)(法)(》第)(三)(十)(二)(条)(第)((三)()项)(规)(定)(,处)(以)(40万)(元)(罚)(款)(;存)(在)(与)(身)(份)(不)(明)(的)(客)(户)(进)(行)(交)(易)(的)(行)(为)(,根)(据)(《中)(华)(人)(民)(共)(和)(国)(反)(洗)(钱)(法)(》第)(三)(十)(二)(条)(第)((四)()项)(规)(定)(,处)(以)(40万)(元)(罚)(款)(;对)(交)(通)(银)(行)(合)(计)(处)(以)(130万)(元)(罚)(款)(,并)(根)(据)(《中)(华)(人)(民)(共)(和)(国)(反)(洗)(钱)(法)(》第)(三)(十)(二)(条)(第)((一)()项)(、第)((三)()项)(和)(第)((四)()项)(规)(定)(,对)(相)(关)(责)(任)(人)(共)(处)(以)(8万)(元)(罚)(款)(。
本)(基)(金)(投)(资)(于)(“招)(商)(银)(行)((600036)”、“兴)(业)(银)(行)((601166)”、“民)(生)(银)(行)((600016)”、“交)(通)(银)(行)((601328)”的)(决)(策)(程)(序)(说)(明)(:本)(基)(金)(投)(资)(目)(标)(为)(紧)(密)(跟)(踪)(业)(绩)(比)(较)(基)(准)(,追)(求)(跟)(踪)(偏)(离)(度)(及)(跟)(踪)(误)(差)(的)(最)(小)(化)(,招)(商)(银)(行)(、兴)(业)(银)(行)(、民)(生)(银)(行)(、交)(通)(银)(行)(为)(标)(的)(指)(数)(的)(成)(份)(股)(,本)(基)(金)(投)(资)(于)(“招)(商)(银)(行)(”、“兴)(业)(银)(行)(”、“民)(生)(银)(行)(”、“交)(通)(银)(行)(”股)(票)(的)(决)(策)(流)(程)(,符)(合)(公)(司)(投)(资)(管)(理)(制)(度)(的)(相)(关)(规)(定)(。
(2)报)(告)(期)(内)(本)(基)(金)(投)(资)(的)(前)(十)(名)(证)(券)(中)(,其)(他)(六)(名)(证)(券)(发)(行)(主)(体)(无)(被)(监)(管)(部)(门)(立)(案)(调)(查)(,或)(在)(报)(告)(编)(制)(日)(前)(一)(年)(内)(受)(到)(公)(开)(谴)(责)(、处)(罚)(。
(2)本)(基)(金)(投)(资)(的)(前)(十)(名)(股)(票)(中)(,没)(有)(超)(出)(基)(金)(合)(同)(规)(定)(的)(备)(选)(股)(票)(库)(之)(外)(的)(股)(票)(。
(3)其)(他)(资)(产)(构)(成)((4)报)(告)(期)(末)(持)(有)(的)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(明)(细)(
报)(告)(期)(末)(,本)(基)(金)(未)(持)(有)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(。
(5)报)(告)(期)(末)(前)(十)(名)(股)(票)(中)(存)(在)(流)(通)(受)(限)(情)(况)(的)(说)(明)(
1)报)(告)(期)(末)(指)(数)(投)(资)(前)(十)(名)(股)(票)(中)(存)(在)(流)(通)(受)(限)(情)(况)(的)(说)(明)(
2)报)(告)(期)(末)(积)(极)(投)(资)(前)(五)(名)(股)(票)(中)(存)(在)(流)(通)(受)(限)(情)(况)(的)(说)(明)(
十)(二)(、基)(金)(的)(业)(绩)(
基)(金)(管)(理)(人)(依)(照)(恪)(尽)(职)(守)(、诚)(实)(信)(用)(、谨)(慎)(勤)(勉)(的)(原)(则)(管)(理)(和)(运)(用)(基)(金)(财)(产)(,但)(不)(保)(证)(基)(金)(一)(定)(盈)(利)(,也)(不)(保)(证)(最)(低)(收)(益)(。基)(金)(的)(过)(往)(业)(绩)(并)(不)(代)(表)(其)(未)(来)(表)(现)(。投)(资)(有)(风)(险)(,投)(资)(者)(在)(做)(出)(投)(资)(决)(策)(前)(应)(仔)(细)(阅)(读)(本)(基)(金)(的)(招)(募)(说)(明)(书)(。
1.本)(报)(告)(期)(基)(金)(份)(额)(净)(值)(增)(长)(率)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(的)(比)(较)(
2.自)(基)(金)(合)(同)(生)(效)(以)(来)(基)(金)(份)(额)(累)(计)(净)(值)(增)(长)(率)(变)(动)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(变)(动)(的)(比)(较)(
图)(:嘉)(实)(沪)(深)(300ETF基)(金)(份)(额)(累)(计)(净)(值)(增)(长)(率)(与)(同)(期)(业)(绩)(
比)(较)(基)(准)(收)(益)(率)(的)(历)(史)(走)(势)(对)(比)(图)((2012年)(5月)(7日)(至)(2018年)(9月)(30日)()
注)(:按)(基)(金)(合)(同)(和)(招)(募)(说)(明)(书)(的)(约)(定)(,本)(基)(金)(自)(基)(金)(合)(同)(生)(效)(日)(起)(3个)(月)(内)(为)(建)(仓)(期)(,建)(仓)(期)(结)(束)(时)(本)(基)(金)(的)(各)(项)(投)(资)(比)(例)(符)(合)(基)(金)(合)(同)(“十)(五)((二)()投)(资)(范)(围)(和)((八)()2、基)(金)(投)(资)(组)(合)(比)(例)(限)(制)(”的)(有)(关)(约)(定)(。
十)(三)(、费)(用)(概)(览)((一)()基)(金)(费)(用)(的)(种)(类)(
1、与)(基)(金)(运)(作)(有)(关)(的)(费)(用)((1)基)(金)(管)(理)(人)(的)(管)(理)(费)(
基)(金)(管)(理)(费)(按)(前)(一)(日)(的)(资)(产)(净)(值)(乘)(以)(0.5%的)(费)(率)(来)(计)(算)(,计)(算)(方)(法)(如)(下)(:
H=E×0.5%÷当)(年)(天)(数)(
H为)(每)(日)(应)(计)(提)(的)(基)(金)(管)(理)(费)(
E为)(前)(一)(日)(基)(金)(资)(产)(净)(值)(
基)(金)(管)(理)(费)(每)(日)(计)(提)(,按)(月)(支)(付)(。经)(基)(金)(管)(理)(人)(与)(基)(金)(托)(管)(人)(核)(对)(一)(致)(后)(,由)(基)(金)(托)(管)(人)(于)(次)(月)(首)(日)(起)(3个)(工)(作)(日)(内)(从)(基)(金)(资)(产)(中)(一)(次)(性)(支)(付)(给)(基)(金)(管)(理)(人)(。
(2)基)(金)(托)(管)(人)(的)(托)(管)(费)(
基)(金)(托)(管)(费)(按)(前)(一)(日)(基)(金)(资)(产)(净)(值)(的)(0.1%年)(费)(率)(计)(提)(。计)(算)(方)(法)(如)(下)(:
H=E×0.1%÷当)(年)(天)(数)(
H为)(每)(日)(应)(计)(提)(的)(基)(金)(托)(管)(费)(
E为)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(
基)(金)(托)(管)(费)(每)(日)(计)(提)(,按)(月)(支)(付)(。经)(基)(金)(管)(理)(人)(与)(基)(金)(托)(管)(人)(核)(对)(一)(致)(后)(,由)(基)(金)(托)(管)(人)(于)(次)(月)(首)(日)(起)(3个)(工)(作)(日)(内)(从)(基)(金)(资)(产)(中)(一)(次)(性)(支)(付)(给)(基)(金)(托)(管)(人)(。
(3)基)(金)(合)(同)(生)(效)(后)(的)(指)(数)(许)(可)(使)(用)(费)(
本)(基)(金)(按)(照)(基)(金)(管)(理)(人)(与)(标)(的)(指)(数)(许)(可)(方)(所)(签)(订)(的)(指)(数)(使)(用)(许)(可)(协)(议)(中)(所)(规)(定)(的)(指)(数)(许)(可)(使)(用)(费)(计)(提)(方)(法)(支)(付)(指)(数)(许)(可)(使)(用)(费)(。其)(中)(,基)(金)(合)(同)(生)(效)(前)(的)(许)(可)(使)(用)(固)(定)(费)(不)(列)(入)(基)(金)(费)(用)(。
在)(通)(常)(情)(况)(下)(,指)(数)(使)(用)(许)(可)(费)(按)(前)(一)(日)(基)(金)(资)(产)(净)(值)(的)(0.03%的)(年)(费)(率)(计)(提)(。计)(算)(方)(法)(如)(下)(:
H=E×0.03%÷当)(年)(天)(数)(
H为)(每)(日)(计)(提)(的)(指)(数)(使)(用)(许)(可)(费)(
E为)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(
基)(金)(合)(同)(生)(效)(后)(的)(指)(数)(许)(可)(使)(用)(费)(按)(日)(计)(提)(,按)(季)(支)(付)(。标)(的)(指)(数)(许)(可)(使)(用)(费)(的)(收)(取)(下)(限)(为)(每)(季)((自)(然)(季)(度)()人)(民)(币)(50,000元)(,当)(季)(标)(的)(指)(数)(许)(可)(使)(用)(费)(不)(足)(50,000元)(的)(,按)(照)(50,000元)(支)(付)(。由)(基)(金)(管)(理)(人)(向)(基)(金)(托)(管)(人)(发)(送)(基)(金)(标)(的)(指)(数)(许)(可)(使)(用)(费)(划)(付)(指)(令)(,经)(基)(金)(托)(管)(人)(复)(核)(后)(于)(每)(年)(1月)(,4月)(,7月)(,10月)(首)(日)(起)(10个)(工)(作)(日)(内)(将)(上)(季)(度)(标)(的)(指)(数)(许)(可)(使)(用)(费)(从)(基)(金)(财)(产)(中)(一)(次)(性)(支)(付)(给)(中)(证)(指)(数)(公)(司)(。若)(遇)(法)(定)(节)(假)(日)(、公)(休)(日)(等)(,支)(付)(日)(期)(顺)(延)(。
如)(果)(指)(数)(使)(用)(许)(可)(协)(议)(约)(定)(的)(指)(数)(许)(可)(使)(用)(费)(的)(计)(算)(方)(法)(、费)(率)(和)(支)(付)(方)(式)(等)(发)(生)(调)(整)(,本)(基)(金)(将)(采)(用)(调)(整)(后)(的)(方)(法)(或)(费)(率)(计)(算)(指)(数)(使)(用)(费)(。基)(金)(管)(理)(人)(应)(在)(招)(募)(说)(明)(书)(及)(其)(更)(新)(中)(披)(露)(基)(金)(最)(新)(适)(用)(的)(方)(法)(。
(4)与)(基)(金)(运)(作)(有)(关)(的)(其)(他)(费)(用)(
主)(要)(包)(括)(因)(基)(金)(的)(证)(券)(交)(易)(或)(结)(算)(而)(产)(生)(的)(费)(用)(、基)(金)(合)(同)(生)(效)(以)(后)(的)(信)(息)(披)(露)(费)(用)(、基)(金)(份)(额)(持)(有)(人)(大)(会)(费)(用)(、基)(金)(上)(市)(费)(及)(年)(费)(、基)(金)(合)(同)(生)(效)(以)(后)(的)(会)(计)(师)(费)(和)(律)(师)(费)(、基)(金)(资)(产)(的)(资)(金)(汇)(划)(费)(用)(等)(。该)(等)(费)(用)(由)(基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(根)(据)(有)(关)(法)(规)(及)(相)(应)(协)(议)(的)(规)(定)(,列)(入)(当)(期)(基)(金)(费)(用)(。
2、与)(基)(金)(销)(售)(有)(关)(的)(费)(用)(
投)(资)(者)(在)(申)(购)(或)(赎)(回)(基)(金)(份)(额)(时)(,申)(购)(赎)(回)(代)(理)(券)(商)(可)(按)(照)(不)(超)(过)(申)(购)(或)(赎)(回)(份)(额)(0.5%的)(标)(准)(收)(取)(佣)(金)(,其)(中)(包)(含)(证)(券)(交)(易)(所)(、登)(记)(结)(算)(机)(构)(等)(收)(取)(的)(相)(关)(费)(用)(。
(二)()不)(列)(入)(基)(金)(费)(用)(的)(项)(目)(
基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(因)(未)(履)(行)(或)(未)(完)(全)(履)(行)(义)(务)(导)(致)(的)(费)(用)(支)(出)(或)(基)(金)(资)(产)(的)(损)(失)(等)(不)(列)(入)(基)(金)(费)(用)(。
(三)()基)(金)(管)(理)(费)(和)(基)(金)(托)(管)(费)(的)(调)(整)(
基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(可)(协)(商)(酌)(情)(调)(低)(基)(金)(管)(理)(费)(和)(基)(金)(托)(管)(费)(,无)(须)(召)(开)(基)(金)(份)(额)(持)(有)(人)(大)(会)(。
(四)()基)(金)(的)(税)(收)(
本)(基)(金)(运)(作)(过)(程)(中)(涉)(及)(的)(各)(纳)(税)(主)(体)(,应)(按)(国)(家)(税)(收)(法)(律)(法)(规)(的)(规)(定)(履)(行)(其)(纳)(税)(义)(务)(。
十)(四)(、对)(招)(募)(说)(明)(书)(更)(新)(部)(分)(的)(说)(明)(
本)(招)(募)(说)(明)(书)(依)(据)(《证)(券)(投)(资)(基)(金)(法)(》、《证)(券)(投)(资)(基)(金)(运)(作)(管)(理)(办)(法)(》、《证)(券)(投)(资)(基)(金)(销)(售)(管)(理)(办)(法)(》、《证)(券)(投)(资)(基)(金)(信)(息)(披)(露)(管)(理)(办)(法)(》、《公)(开)(募)(集)(开)(放)(式)(证)(券)(投)(资)(基)(金)(流)(动)(性)(风)(险)(管)(理)(规)(定)(》及)(其)(它)(有)(关)(法)(律)(法)(规)(的)(要)(求)(,结)(合)(本)(基)(金)(管)(理)(人)(在)(本)(基)(金)(合)(同)(生)(效)(后)(对)(本)(基)(金)(实)(施)(的)(投)(资)(经)(营)(情)(况)(,对)(本)(基)(金)(原)(招)(募)(说)(明)(书)(进)(行)(了)(更)(新)(。主)(要)(更)(新)(内)(容)(如)(下)(:
1.在)(“重)(要)(提)(示)(”部)(分)(:明)(确)(了)(更)(新)(招)(募)(说)(明)(书)(内)(容)(的)(截)(止)(日)(期)(及)(有)(关)(财)(务)(数)(据)(的)(截)(止)(日)(期)(。
2.在)(“三)(、基)(金)(管)(理)(人)(”部)(分)(:更)(新)(了)(基)(金)(管)(理)(人)(的)(相)(关)(信)(息)(。
3.在)(“四)(、基)(金)(托)(管)(人)(”部)(分)(:更)(新)(了)(基)(金)(托)(管)(人)(的)(相)(关)(信)(息)(。
4.在)(“五)(、相)(关)(服)(务)(机)(构)(”部)(分)(:更)(新)(了)(份)(额)(发)(售)(机)(构)(的)(相)(关)(信)(息)(。
5.在)(“十)(、基)(金)(份)(额)(的)(申)(购)(、赎)(回)(”部)(分)(:更)(新)(了)(实)(物)(和)(现)(金)(申)(购)(赎)(回)(清)(单)(的)(格)(式)(举)(例)(。
6.在)(“十)(二)(、基)(金)(的)(投)(资)(”部)(分)(:增)(加)(了)(本)(基)(金)(最)(近)(一)(期)(投)(资)(组)(合)(报)(告)(内)(容)(。
7.在)(“十)(三)(、基)(金)(的)(业)(绩)(”部)(分)(:基)(金)(业)(绩)(更)(新)(至)(2018年)(三)(季)(度)(末)(。
嘉)(实)(基)(金)(管)(理)(有)(限)(公)(司)(
2018年)(12月)(20日)(返)(回)(搜)(狐)(,查)(看)(更)(多)(责)(任)(编)(辑)(:
声)(明)(:该)(文)(观)(点)(仅)(代)(表)(作)(者)(本)(人)(,搜)(狐)(号)(系)(信)(息)(发)(布)(平)(台)(,搜)(狐)(仅)(提)(供)(信)(息)(存)(储)(空)(间)(服)(务)(。
阅)(读)(()
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